2 Financial Services / Investment jobs in Woodbridge, Suffolk

Are you passionate about promoting a culture of compliance and conduct risk management within a dynamic retail environment? AXA Retail is seeking a dedicated Conduct & Compliance Manager to join our team. Reporting directly to the Head of Conduct, Compliance & Regulatory Change, you'll play a pivotal role in ensuring that robust mechanisms are in place to identify and manage conduct risk exposure in alignment with our risk appetite. Your expertise will be key in providing technical compliance support to key stakeholders, empowering our business to navigate complex regulatory landscapes effectively. In this role, you'll proactively collaborate with various teams to achieve our strategic business priorities. You'll deliver impactful internal communication, expert support, and advisory services, all while guiding stakeholders on best practices and supporting initiatives aimed at enhancing our conduct risk maturity. Join us in driving continuous improvement and making a positive impact within AXA Retail! At AXA we work smart, empowering our people to balance their time between home and the office in a way that works best for them, their team and our customers. You'll work at least 40% of your week away from home, moving to the majority of your working week from September 2025. Away from home means either attendance at one of our office locations, visiting clients or attending industry events. We're also happy to consider flexible working arrangements, which you can discuss with Talent Acquisition. What you'll be doing:

• Embed effective conduct risk management principles and practices by providing expert advice on process and controls design, incident resolution, and participation in conduct risk meetings.
• Disseminate and explain governance processes and procedures to ensure clarity and compliance across the organisation.
• Influence change initiatives to ensure they are designed to deliver fair customer outcomes and align with the agreed conduct risk appetite.
• Provide compliance advice and guidance to the front-line business to support their operational effectiveness and adherence to regulations.
• Analyse proposed regulatory changes and offer advice on their impacts, ensuring the front-line business is informed and prepared.
• Support the timely and adequate delivery of regulatory actions, ensuring that all requirements are met effectively.
• Foster positive relationships with the front-line business to support and constructively challenge their conduct controls, while promoting knowledge sharing with the first line risk function and liaising with second and third lines of defence., We acknowledge and appreciate the exceptional efforts of our people in protecting what matters most to our customers. In exchange we offer a series of core and supporting benefits designed to empower our people to thrive both professionally and personally., We believe in hiring people who possess the appropriate skills and values that align with our vision. Our selection process is fair and equitable, ensuring that all candidates have an equal opportunity to join us. We are dedicated to promoting diversity and inclusion, and we actively encourage applications from individuals of all backgrounds. As an Equal Opportunities Employer, we take pride in treating our employees and potential hires with respect and without discrimination based on any Protected Characteristics., AXA UK are recognised as a Disability Confident Leader. We actively encourage applications from people who face barriers in the workplace due to a disability or long-term health condition. We participate in the Disability Confident 'Offer of Interview' scheme. This means a fair and proportionate number of candidates with long-term health conditions or disabilities who meet the essential criteria of a job, will be offered an interview.
• You'll need to show you meet the essential criteria as detailed in the job advert or job description
• You don't need to share the details of your long term health condition or disability for your application to be considered under this scheme
As part of your application, you'll be asked if you would like to 'opt in'. To ensure ease of access, every job advert lists a responsible Talent Acquisition contact, who'll be able to connect you with our Accessibility Concierge if you require any support. Screening & Conduct As a regulated financial services company, all successful candidates will be subject to pre-employment checks. Additionally, adherence to the Prudential Regulation Authority's (PRA) Insurance Conduct Standards and the Financial Conduct Authority's (FCA) Conduct Rules will be required., This depends on the location of the role, and what works best for you and the interviewer. We'll give you all the information you need to prepare for whichever format's used for your interview.I'm struggling to connect to my online interview, what should I do? Don't worry, we know these things happen. Get in touch with the person who arranged your interview, or the Talent Acquisition contact. One of the team will be able to help get the interview started or re-arrange it for a different time.How do I get feedback on my interview? Whenever possible, we'll call and provide feedback by phone. Sometimes, we'll need to provide feedback by email.How can I prepare for my interview? We'll send a candidate preparation pack before the interview to help you prepare.


• Demonstrable knowledge of FCA requirements and expectations for good customer outcomes, ideally within the general insurance or banking sector.
• Strong understanding and technical grasp of conduct regime across general insurance, particularly regarding pricing, products, and fair value (ICOBS, IDD, PROD, GI pricing practices requirements etc).
• Proven ability to plan, lead and execute customer outcomes testing / quality assurance / review work.
• Commercial and pragmatic outlook, and delivery focus, with ability to work at pace.
• Strong analytical skills.
• Ability to process, collate, and present large volumes of data/findings in a clear and consistent manner.
• Excellent stakeholder management and influencing skills in support of a strong customer focused culture.
• Collaborative approach with an ability to listen to the business and build mutual respect/buy-in.
As a precondition of employment for this role, you must be eligible and authorised to work in the United Kingdom.

AXA Retail helps people live the life they love, knowing we've got their back, at home and on the road. Our people are vital to us becoming more digital, faster and easier to access. We're a dynamic team of experts completely committed to making sure our customers 'get back to the good stuff' when the unexpected happens., At AXA we have a culture of trust, respect and care, where everyone belongs. We have an ambition to become one of the most inspiring companies to work for, as such we're committed to supporting employee needs, providing meaningful career development, and celebrating differences. We all have a role to play in ensuring a working environment in which everyone, regardless of who they are, can reach their true potential., At AXA we're committed to offering a fair and inclusive experience to all candidates. You're encouraged to report, in good faith, any concerns of behaviour or processes believed to be inappropriate, unethical, or illegal. Should you wish to report any concerns, you can do this through by sending an email to speak-up@axa.com, AXA's dedicated hotline. This service is managed by an independent investigation team. Please note that this email address is not for dealing with job or application related queries. Read more

At AXA UK, we're appreciative of the people who work for us and our rewards package is reviewed regularly to reflect that. You can expect to receive:
• Competitive annual salary of up to £50,000 dependent on experience
• Annual company & performance-based bonus
• Contributory pension scheme (up to 12% employer contributions)
• Life Assurance (up to 10 x annual salary)
• Private health cover
• 28 days annual leave plus Bank Holidays
• Opportunity to buy up to 5 extra days leave or sell up to 5 days leave
• Wellbeing services & resources
• AXA employee discounts, When will I hear back from you after my interview?
We aim to provide feedback as soon as the interview process allows. The time period will vary depending on the role.How do I discuss the package I've been offered for a role? You can discuss the package with your Talent Acquisition contact at offer stage.Yay! I've got the role, what's next? We'll carry out a number of background checks before you start. This is known as 'screening'.Do you do any background checks? Yes. All financial services companies, including AXA, are regulated by the Financial Conduct Authority (FCA). Being part of a regulated industry means we must check the background of all applicants before we confirm a job offer. Pre-employment screening is not just regulatory, it also gives us the confidence that our people are the right fit to protect what matters to customers, colleagues, and our business.
• Who is screened? Everyone, from first-jobbers to senior directors! Often, the higher up the career ladder you are, the more stringent the screening becomes.
• What is screened? Identity and address; qualifications; employment history; credit check; criminal record; directorships.
If you think anything may affect these checks, please tell us.What benefits or perks do you offer? At AXA, we appreciate the people who work for us and regularly review our rewards package to reflect that. The advert for the role you're interested in will detail what you can expect to receive, but you can see an overview of our benefits and perks on our Why Join Us page.Does AXA offer car allowance or a company car? This depends on the grade, role, and eligibility of the employee. Check the benefits listed on the ad for the role you're interested in or confirm with your recruitment contact.