9 Full time, Financial Services / Investment jobs in Penarth, Bro Morgannwg - The Vale Of Glamorgan

As Regulatory Conduct MI Manager, you'll support Compliance by identifying risk trends, preparing MI for senior committees, and ensuring accurate regulatory reporting. You'll review and sign off data submissions and challenge business MI from a second-line perspective.

• Oversee and coordinate all regulatory data reporting (e.g., RegData, FCA requests), ensuring accurate and timely submissions.
• Conduct second-line review, provide insights, and approve FCA returns (e.g., RMAR, GIVM, REP008) with guidance from Advice and Technical Standards teams.
• Analyze and challenge business MI on conduct, products, pricing, and Consumer Duty, escalating significant issues as needed.
• Monitor and communicate regulatory trends to the Advice team, enabling effective stakeholder engagement and highlighting key FCA priorities.
  
  Experience within a Compliance function in Financial Services (Insurance ideally)
• Experience of conducting regulatory reporting
• Capable of producing and presenting data from an MI perspective
• Strong analytical, proactive, and customer-focused professional with excellent stakeholder management, confident decision-making, effective communication and collaborative teamwork skills