Provide expert support on the delivery of the Compliance Monitoring Programme's reviews to identify and manage change
Undertake testing and analysis of controls including policies, procedures, reporting, etc. in their application to mitigate specific conduct risks against specified products and/or target markets
Carry out ad hoc requests by the Head of Compliance and/or the business as required
Support the implementation of regulatory and policy developments and initiatives
Provide specialist compliance input, advice and support to the business
Represent compliance at project team meetings and at other forums, including external forums where required.
Support work requests in relation to regulatory and policy such as with the preparation and submission of applications and reports to the FCA
Keep up to date the firm's key compliance registers and logs as required
Build and maintain relationships with the businesses' key stakeholders
Keep up to date with the regulatory horizon and future changes that may affect the business and its customers

Are you an experienced Compliance professional who enjoys taking ownership, driving assurance activity, and has experience within an FCA regulated financial services environment?
Organised and regimented work method
Ability to engage and communicate with all levels in the firm
Excellent Communication Skills
Excellent analysis and report writing skills
Resilient in the face of challenge
Flexibility to engage with business drivers as well as regulatory
Experience gained in a Compliance function of an FCA authorised firm
Previous Internal Audit or Compliance related monitoring experience (although desirable not essential)
Capable of planning, executing and reporting on defined audit subjects within defined business areas
Capable of engaging in a constructive manner with all levels of the business
Works in an organised and methodical manner

At Enra Specialist Finance we're growing fast and looking for ambitious people who want to be part of our exciting journey. We'll give you the tools, training, and support you need to succeed, while offering clear opportunities to progress your career.

1 Enra Specialist Finance jobs in England & Wales