The Investment Bank Compliance team at Berenberg forms part of the bank's Group Compliance division. Team members are located in the bank's Hamburg, Frankfurt and London offices. This role, based in London or Hamburg, will primarily support Compliance coverage of the bank's Trading functions and on-going oversight and implementation of the bank's monitoring and surveillance control framework. What will you do?

Provide compliance advice and regulatory guidance to the bank's Trading functions and wider Equities business, maintaining strong relationships with front, middle and back office stakeholders.
Conduct compliance risk assessments and planning to ensure adherence to applicable regulations, and enhance the Investment Bank's control framework through targeted monitoring activities.
Perform trade surveillance, compliance monitoring and ad hoc investigations.
Develop and update policies and procedures, contribute to projects, and organise and deliver individual and team training.
Collaborate closely with Compliance colleagues in Hamburg, Frankfurt and London, and the bank's US subsidiary.

At least five years' experience in markets compliance or a comparable role, with a degree or equiva-lent qualification.
Strong knowledge of UK / European securities regulations, including MiFID II and MAR, and related procedures and processes; trade surveillance experience is an advantage.
Analytical and strategic thinking, with an interest in process improvement and a flexible, hands-on ap-proach.
Ability to work independently and collaboratively across borders, demonstrating initiative and strong prioritisation skills under pressure.
Excellent written, verbal and presentation skills, with a commitment to an in-office culture and regular face-to-face stakeholder engagement.

Persönliche Daten

Private pension plan - 10% of base salary contribution by Berenberg
Generous 30 day holiday allowance
Private Health Insurance
Life Insurance scheme
Flexible working hours
Enhanced parental leave policies
Employee Assistance Programme offering counselling sessions related to mental health, financial well-being and other topics

2 Joh. Berenberg, Gossler & Co. Kg jobs in England & Wales