Join us as a Control Room Manager

This is an opportunity for a highly self-driven individual to take on an exciting new career challenge
You will build and maintain a wide network of stakeholders of varying degrees of seniority
It's a chance to have a tangible effect on our customers, put your existing skills to the test and advance your career
We're looking for intellectually curious individual who are comfortable challenging existing processes, working collaboratively across teams and contributing to the ongoing evolution of the Control Room function
Providing data-led oversight and advice on Market Abuse and Conflicts risk management to all functions and franchises
Providing subject matter expertise to bank-wide control teams in relation to Control Room policies, systems and processes
Identifying themes, emerging risks and control gaps through MI, stakeholder engagement and horizon scanning
Escalating any significant issues to senior compliance management and liaising with them to appropriately remediate
Providing regulatory and policy advice and support to employees and colleagues, including input into local business procedures
Applying a proportionate and risk-based approach to the management and escalation of conflicts and information barrier issues
Driving continuous improvement, simplification and automation across Control Room processes and controls, reducing friction in customer and employee journeys

To succeed in this role, you'll need a strong compliance advisory background with technical knowledge of market abuse regulation from a control room or compliance background, with an understanding of anti-bribery and corruption legislation and its interaction with banking activities.
Experience of oversight of business risk within a second line of defence role, particularly in relation to conflicts
Knowledge of regulatory oversight and enforcement frameworks and expectations, including horizon scanning best practice
Experience analysing complex issues, prioritising competing demands and making balanced risk-based decisions in a fast-paced environment
Strong knowledge and experience in defining policies, controls and risk management frameworks
An interest in process improvement, data-led oversight and technology-enabled compliance solutions
The ability to manage your own workflow, to required deadlines
To have a relevant CISI certification (Compliance & Risk), which is not essential, but if successful, we'd expect you to begin the certification pathway within one month of joining

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