Regulatory Compliance Manager (Wealth & Trading)

Revolut Ltd, City of Westminster

Regulatory Compliance Manager (Wealth & Trading)

Salary not available. View on company website.

Revolut Ltd, City of Westminster

  • Full time
  • Permanent
  • Onsite working

Posted 5 days ago, 18 Aug | Get your application in now to be included in the first week's applications.

Closing date: Closing date not specified

Job ref: c46450e11b7b4e4fa10a570238787eb2

Location ref: City of Westminster

Full Job Description

policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk. We're looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You'll keep our consumer protection practise in compliance while providing oversight on regulatory obligations and related controls. Up to shape what's next in finance? Let's get in touch. What you'll be doing Providing oversight on compliance obligations for W&T products and related controls for operations across the business Ensuring high-quality regulatory mapping Challenging, assessing, and implementing policies from scratch Reviewing 1LoD compliance approvals for W&T products, and providing appropriate feedback Implementing a robust, company-wide training and competency program for W&T Providing 2LoD oversight on W&T complaints, diving into root-cause analysis to drive better customer

outcomes Overseeing horizon scanning for relevant geographies What you'll need 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator with expertise in W&T related obligations (MiFID, EMIR, PROD) A university degree in STEM, business, or finance Knowledge of how to conduct regulatory gap analysis Familiarity with policy creation and implementation A solid understanding of the interplay between compliance risk and business risk The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines The ability to communicate positively with members of various internal teams and regulators Excellent analytical, communication, and interpersonal skills Fluency in English Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's

About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products - including spending, saving, investing, exchanging, travelling, and more - help our 75+ million customers get more from their money every day. As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Work . So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and

Direct job link

https://www.jobs24.co.uk/job/regulatory-compliance-manager-wealth-trading-127218216
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