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Regional Compliance Director: Advisory & Risk Leader

Broughton Group, City of London

Regional Compliance Director: Advisory & Risk Leader

Salary not available. View on company website.

Broughton Group, City of London

  • Full time
  • Permanent
  • Onsite working

Posted 1 week ago, 30 May | Get your application in now before you're too late!

Closing date: Closing date not specified

Job ref: 202805a0c7644060850b96a8da3d6cbf

Location ref: City of London

Full Job Description

Regional Compliance Director: Advisory & Risk Leader


Posted on: 2026-05-29T00:00:00


Location: City of London, Greater London, UK, EC4N 6JD


Broughton Group is seeking a Regional Compliance Manager to support Advisers in the UK, ensuring compliance and regulatory commitments are met. This role involves building strong relationships, managing compliance risks, and conducting assessments to uphold standards.


The ideal candidate will have strong experience in compliance monitoring, excellent communication skills, and QCF Level 4 or equivalent. The position offers a competitive salary, car allowance, and a range of benefits including a non-contributory pension and private medical insurance.


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Broughton Group is seeking a Regional Compliance Manager to support Advisers in the UK, ensuring compliance and regulatory commitments are met. This role involves building strong relationships, managing compliance risks, and conducting assessments to uphold standards.The ideal candidate will have strong experience in compliance monitoring, excellent communication skills, and QCF Level 4 or equivalent. The position offers a competitive salary, car allowance, and a range of benefits including a non-contributory pension and private medical insurance.
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Direct job link

https://www.jobs24.co.uk/job/regional-compliance-director-advisory-risk-leader-126909048
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