Manager, Marketing Compliance, Business Risk & Governance, RBC BlueBay Asset Management

As Marketing Compliance Manager, you will be integral to the success of our marketing and distribution strategy.
You will be responsible for the review of marketing, sales and product materials to ensure compliance
with RBC BlueBay's policies and various regulatory requirements across multiple jurisdictions.
You will work with RBC BlueBay's Compliance Advisory team to ensure you are applying all appropriate regulatory requirements and you will co-ordinate with content owners to provide guidance on these requirements and continuously improve the marketing compliance processes.
You will operate within a team of Marketing Compliance professionals based in the UK and the US. The transatlantic structure will require development of US regulatory knowledge.
The Marketing Compliance team sits within our Business Risk and Governance team.
This position is full time and will require you to work a minimum of 4 days in the office per week with the option to work one day from home.
What will you do?
Take responsibility for overseeing regulatory marketing compliance reviews of RBC BlueBay's marketing, sales and client communication materials
Review all content including thought leadership, advertising& sales literature and other marketing materials ensuring that all relevant firm requirements and regulations are met
Review all product and sales materials including fund marketing material and client specific reporting, ensuring that all relevant firm requirements and regulations are met
Manage and ensure compliance requirements are met for digital properties
Carry out checks of the control framework, escalating and documenting any findings
Serve as marketing compliance SME within the RBC BlueBay's business
Develop relationships with sales, marketing partners, and content owners, including communicating the design and operational efficiency of controls
Work with 2nd line of defense to maintain Compliance Policy, serve as point person within the 1st line for internal and external audits
Tracking to resolution any remedial actions.

Institutional Investment Management experience in relation to marketing compliance
Robust experience of relevant marketing compliance, including knowledge of the rules and regulations across EMEA and APAC (SEC and FINRA would also be desirable)
Experience in regulations relevant for different client audiences including institutional and intermediary channels
Experience with reviewing advertising and marketing materials for funds
Commitment to maintaining high ethical standards
Strong team player with service orientation and ability to communicate and establish relationships with peers, senior management and a wide array of internal and external partners and colleagues
Able to operate independently and prioritise own workload to manage tight deadlines in a fast-paced environment; pro-active and able to demonstrate initiative
Willingness to take on additional tasks outside key areas of responsibility at short notice
Readiness to dedicate requisite effort to ensure activities are completed on time and to the quality required
Experience working in complex, matrixed organisations.
Nice-to-have
Experience in workflow and compliance tools
Global marketing compliance experience for Institutional and Intermediary audiences., Job Skills Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Detail-Oriented, Financial Regulation, Industry Knowledge, Product Services, Risk Management, Strategic Thinking

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services., At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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