Internal Audit, Global Markets, Vice President, London

We ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.

We also ensure that IA assists the firm's Board of Directors Audit Committee in fulfilling its oversight responsibilities and regularly interacts with the external independent auditors., The IA Global Markets team in London is responsible for auditing Global Markets business areas, its products across Fixed Income and Equities, and supporting functions within the EMEA (Europe, Middle East and Africa) region. We are looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes and learn more about Global Markets

RESPONSIBILITIES INCLUDE

Collaborate and work as a team across IA Global Markets, IA and Goldman Sachs

Develop and maintain an in-depth understanding of Global Markets, its products, and supporting functions

Use and develop data analytics (DA)/computer assisted audit tools and techniques to assist in execution of audits and risk assessment

Assist in every step of an audit, including documentation, across scoping, planning, fieldwork and reporting

Performing walkthroughs with stakeholders to perform control design assessments and presenting results of work performed to management

Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards

Identify risks, assess mitigating controls, and make recommendations on improving the control environment

Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders

Follow-up on open audit issues and their resolution

Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure

Approximately 7 years + of prior experience in auditing controls. This could be in an IA team, or consulting, regulatory body or a related control function, with controls testing as part of your role, i.e. compliance testing group or a risk and control team.

Project management experience, including oversight and leadership of junior staff

Thorough understanding of Risk Management (Market, Credit, Liquidity, Operational and Model Risk Management) and financial products

Knowledge of financial markets rules and regulations (CFTC, FINRA, Volcker, SEC, etc.)

Team-oriented with a strong sense of ownership and accountability and able to work under minimal supervision on individual tasks or on team projects

Accurate, accountable and able to multitask while managing both time and work load

Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly

Relevant certification or industry accreditation (e.g., ACA, CAMS, CIA, CFA) is a plus

Graduate degree, preferably in a related subject, science and humanity degrees as well as more specific accountancy or economics degrees will be considered

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and /careers.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more