Equities Trade Surveillance Lead - Compliance & MAR Expert
Nomura International, West Norwood, Lambeth
Equities Trade Surveillance Lead - Compliance & MAR Expert
Salary not available. View on company website.
Nomura International, West Norwood, Lambeth
- Full time
- Temporary
- Onsite working
Posted 3 days ago, 27 Aug | Get your application in today.
Closing date: Closing date not specified
Job ref: a556cf6cfe1f4d18ab7f729e3ec09173
Location ref: West Norwood, Lambeth
Full Job Description
Nomura in London is seeking an Equities Trade Surveillance Compliance Officer on a temporary 6-month PAYE basis. The role focuses on surveillance for market abuse, supporting investigations, and coordinating with the EMEA Compliance team to ensure adherence to procedures and escalation protocols.
The successful candidate will have strong equities product knowledge, experience with surveillance systems such as Actimize or SMARTS.broker, and a solid understanding of FCA MAR regulations.
The successful candidate will have strong equities product knowledge, experience with surveillance systems such as Actimize or SMARTS.broker, and a solid understanding of FCA MAR regulations.
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