Compliance Manager (Lloyds Syndicate)
Lloyd's, Cardiff
Compliance Manager (Lloyds Syndicate)
Salary not available. View on company website.
Lloyd's, Cardiff
- Full time
- Permanent
- Onsite working
Posted 2 days ago, 3 Oct | Get your application in today.
Closing date: Closing date not specified
Job ref: e551414b97cb409ca325aca1a6786435
Location ref: Cardiff
Full Job Description
```html About the Company Our client is a leading, global reinsurer is seeking an impactful Compliance Manager to join their dynamic Legal, Regulatory & Compliance team. This role is crucial in supporting the UK Syndicate's operational compliance across a wide range of regulatory disciplines, with a specific focus on delegated underwriting arrangements. You'll work closely with key business units-Underwriting, Claims, and the Delegated Underwriting Solutions Team (DUST)-to ensure the business adheres to all relevant PRA, FCA, and Lloyd's standards. Reporting to the VP, Senior Compliance Manager, you'll be instrumental in developing and maintaining a robust compliance framework. About the Role This role is crucial in supporting the UK Syndicate's operational compliance across a wide range of regulatory disciplines, with a specific focus on delegated underwriting arrangements. Responsibilities Regulatory & Delegated Authority Focus Delegated Authority Expertise: Act as the primary
Compliance contact for the DUST team, managing complex queries and referrals related to binding authorities and delegated claims administrators (DCAs). Financial Crime Lead: Provide specialist guidance and support on financial crime and sanctions compliance across the business. Risk Management: Oversee compliance requirements for conduct risk, complaints handling, and licensing within delegated arrangements. Regulatory Reporting: Oversee controls for the timely and accurate submission of regulatory returns to the PRA, FCA, and Lloyd's. Policy, Governance & Assurance Policy Management: Lead the annual Policy refresh process and deliver essential compliance training, including key policies like the Underwriting Controls Policy. Monitoring & Implementation: Monitor new legal and regulatory developments and drive the implementation of changes into the business's operating framework. Product Governance: Serve as Secretary to the Product Oversight Group (Customer Review Committee), managing all
related papers and minutes. Assurance: Assist the Senior Compliance Manager with the Principles for Doing Business at Lloyd's attestation and help design and perform testing on key risks and controls. Qualifications The successful candidate will be a proactive, solutions-focused compliance professional who thrives in a fast-paced environment. Required Skills Proven Compliance Experience: Strong, relevant experience operating within a Compliance team at a Lloyd's Managing Agent or a UK Insurer. Regulatory Mastery: Strong knowledge and practical experience with Lloyd's and FCA requirements (including Solvency II controls). Delegated Authority Knowledge: Good working knowledge and experience with binding authorities and the associated compliance requirements. Financial Crime Expertise: Solid understanding of financial crime and sanctions requirements applicable to Lloyd's Managing Agents. Contact For further details please contact Liam Taaffe at EMEA Legal Recruitment - #####
Direct job link
Relevant jobs
- Financial Services / Investment Jobs in Aberdare, Rhondda Cynon Taf - Rhondda Cynon Taf
- Financial Services / Investment Jobs in Aberdaugleddau, Sir Benfro - Pembrokeshire
- Financial Services / Investment Jobs in Y Fenni, Sir Fynwy - Monmouthshire
- Financial Services / Investment Jobs in Aberteifi, Sir Ceredigion - Ceredigion
- Financial Services / Investment Jobs in Bangor
- Financial Services / Investment Jobs in Barri, Bro Morgannwg - the Vale of Glamorgan
- Financial Services / Investment Jobs in Bridgend, Cumbria
- Financial Services / Investment Jobs in Caerffili, Caerffili - Caerphilly
- Financial Services / Investment Jobs in Cardiff
- Financial Services / Investment Jobs in Caerfyrddin, Sir Gaerfyrddin - Carmarthenshire
- Financial Services / Investment Jobs in Casnewydd
- Financial Services / Investment Jobs in Bae Colwyn, Conwy - Conwy
- Financial Services / Investment Jobs in Cwmbran, Tor-faen - Torfaen
- Financial Services / Investment Jobs in Doc Penfro, Sir Benfro - Pembrokeshire
- Financial Services / Investment Jobs in Glyn Ebwy, Blaenau Gwent - Blaenau Gwent
- Financial Services / Investment Jobs in Hwlffordd, Sir Benfro - Pembrokeshire
- Financial Services / Investment Jobs in Llanelli, Sir Gaerfyrddin - Carmarthenshire
- Financial Services / Investment Jobs in Maesteg, Pen-y-bont ar Ogwr - Bridgend
- Financial Services / Investment Jobs in Merthyr Tudful, Merthyr Tudful - Merthyr Tydfil
- Financial Services / Investment Jobs in Mold, Sir y Fflint - Flintshire
- Financial Services / Investment Jobs in Castell-nedd, Castell-nedd Port Talbot - Neath Port Talbot
- Financial Services / Investment Jobs in Newport, Middlesbrough
- Financial Services / Investment Jobs in Penarth, Bro Morgannwg - the Vale of Glamorgan
- Financial Services / Investment Jobs in Pontypool, Tor-faen - Torfaen
- Financial Services / Investment Jobs in Pontypridd, Rhondda Cynon Taf - Rhondda Cynon Taf
- Financial Services / Investment Jobs in Port Talbot, Castell-nedd Port Talbot - Neath Port Talbot
- Financial Services / Investment Jobs in Prestatyn, Sir Ddinbych - Denbighshire
- Financial Services / Investment Jobs in Rhondda, Rhondda Cynon Taf - Rhondda Cynon Taf
- Financial Services / Investment Jobs in Rhuthun, Sir Ddinbych - Denbighshire
- Financial Services / Investment Jobs in Abertawe
- Financial Services / Investment Jobs in Wrecsam, Wrecsam - Wrexham